TFG Asset Management GP Ltd

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title: Sean Cote - General Counsel
Location: Grand Cayman, Cayman Islands
Holdings as of: December 31, 2013
Value $: $111M
Num holdings: 10
Date filed: 2/14/2014, 02:23 PM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included GMWSA, GDXJ, and XRA.
Next filing: Q1 2014 - May 14, 2014
SEC: View on sec.gov

Sym	Weight	Company	Class	Value $	* Price $	Shares	Principal
GMWSA	27.6%	General Mtrs Co	*W EXP 07/10/201	$30.5M	31.14	979K
	23.6%	Micron Technology Inc	NOTE 1.875% 8/0	$26.1M	2.31		$11.3M
	15.6%	Iconix Brand Group Inc	NOTE 2.500% 6/0	$17.2M	1.38		$12.4M
	7.57%	Bristow Group Inc	NOTE 3.000% 6/1	$8.37M	1.22		$6.84M
	7.15%	Exelixis Inc	NOTE 4.250% 8/1	$7.9M	1.24		$6.35M
	5.6%	Enersys	NOTE 3.375% 6/0	$6.19M	1.77		$3.5M
GDXJ	4.43%	Market Vectors Etf Tr	JR GOLD MINERS E	$4.9M	31.05	158K
	4.3%	Horsehead Hldg Corp	NOTE 3.800% 7/0	$4.76M	1.29		$3.69M
	4.01%	Enpro Inds Inc	DBCV 3.938%10/1	$4.44M	1.77		$2.5M
XRA	0.2%	Exeter Res Corp	COM	$224K	0.55	410K

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Sean Cote	General Counsel	London, United Kingdom	2/14/2014

Other Included Managers (3):

Num	Name	Location	File Number
1	TFG Asset Management L.P.	Grand Cayman, Cayman Islands	028-15282
2	TFG Asset Management UK LLP	London, United Kingdom	028-15285
3	TFG Asset Management US LP	New York, NY	028-15284