* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Jeffrey Sundram
Chief Compliance Officer
New York, New York
2/13/2025
On December 9, 2024, Cowen and Company, LLC was merged into TD Securities (USA) LLC. As a result of the merger, TD Securities (USA) LLC is the surviving entity and Cowen and Company, LLC has ceased to exist as a separate operating broker-dealer and 13F Filer. All Cowen and Company, LLC positions became positions of TD Securities (USA) LLC and are being reported through the Toronto Dominion Bank 13f-1 filing and is named in the List of Other Included Managers beginning with the 4th Quarter 2024 13f-1 filing. Cowen Financial Products LLC was a notice filer and reported its positions through the Cowen and Company, LLC 13f-1 filing. As of 4th Quarter 2024, Cowen Financial Products LLC is reporting its positions through the Toronto Dominion Bank 13f-1 filing and is named in the List of Other Included Managers.
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