COWEN AND COMPANY, LLC

Q4 2024 13F Holdings Report, Stock Holdings

Signature - Title
Jeffrey Sundram - Chief Compliance Officer
Location
New York, NY
Holdings as of
December 31, 2024
Value $
$0
Num holdings
0
Date filed
2/14/2025, 04:00 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2024 - Nov 12, 2024
Filing 2024 Q4 compared to 2024 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jeffrey Sundram Chief Compliance Officer New York, New York 2/13/2025

On December 9, 2024, Cowen and Company, LLC was merged into TD Securities (USA) LLC. As a result of the merger, TD Securities (USA) LLC is the surviving entity and Cowen and Company, LLC has ceased to exist as a separate operating broker-dealer and 13F Filer. All Cowen and Company, LLC positions became positions of TD Securities (USA) LLC and are being reported through the Toronto Dominion Bank 13f-1 filing and is named in the List of Other Included Managers beginning with the 4th Quarter 2024 13f-1 filing. Cowen Financial Products LLC was a notice filer and reported its positions through the Cowen and Company, LLC 13f-1 filing. As of 4th Quarter 2024, Cowen Financial Products LLC is reporting its positions through the Toronto Dominion Bank 13f-1 filing and is named in the List of Other Included Managers.