JANUS HENDERSON GROUP PLC

Q3 2020 13F Holdings Report, Options Holdings

Signature - Title
Kristin Mariani - Head of North America Compliance
Location
London, United Kingdom
Options holdings as of
September 30, 2020
Notional value $
$0
Number of holdings
13
Date filed
11/16/2020, 11:51 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2020 - Aug 14, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kristin Mariani Global Head of Investment Compliance Denver, Colorado 11/16/2020

Other Included Managers (7):

Num Name Location File Number
13 NEW YORK LIFE INVESTMENT MANAGEMENT LLC New York, NY 028-06325
10 JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
11 Janus Henderson Investors (Australia) Institutional Funds Management Ltd Sydney, Australia 028-20157
12 Janus Henderson Investors (Singapore) Ltd Singapore, Singapore 028-20257
2 Perkins Investment Management, LLC 028-10527
4 JANUS HENDERSON INVESTORS UK Ltd London, United Kingdom 028-10906
9 INTECH INVESTMENT MANAGEMENT LLC 028-04211