MACKAY SHIELDS LLC

Q1 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Rene A. Bustamante - Chief Compliance Officer
Location
New York, NY
Holdings as of
31 Mar 2019
Value $
$13,648,435,000
Num holdings
1,374
Filing time
15 May 2019, 11:07:23 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, VOO, MSFT, AAPL, and AMZN.
Previous filing
Q4 2018 - 14 Feb 2019
Next filing
Q2 2019 - 13 Aug 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 - Restatement compared to 2018 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 15 May 2019

Other Included Managers (6):

Num Name Location File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC New York, NY 028-06325
2 FIRST TRUST ADVISORS LP Wheaton, IL 028-06487
3 NEW YORK LIFE INSURANCE CO New York, NY 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. New York, NY 028-10748
5 MCMORGAN & CO LLC San Francisco, CA 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC West Palm Beach, FL 028-13256