MACKAY SHIELDS LLC

Q1 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Chris Fitzgerald - Chief Compliance Officer
Location
New York, NY
Holdings as of
March 31, 2019
Value $
$12.7B
Num holdings
1,370
Date filed
5/15/2019, 11:07 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2018 - Feb 14, 2019
Next filing
Q2 2019 - Aug 13, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 - Restatement compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 5/15/2019

Other Included Managers (6):

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325
2 FIRST TRUST ADVISORS LP 028-06487
3 NEW YORK LIFE INSURANCE CO 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. 028-10748
5 MCMORGAN & CO LLC 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 028-13256