MACKAY SHIELDS LLC

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Rene A. Bustamante - Chief Compliance Officer
Location
New York, NY
Holdings as of
31 Dec 2018
Value $
$12,324,677,000
Num holdings
1,367
Filing time
14 Feb 2019, 11:10:51 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, VOO, MSFT, AAPL, and AMZN.
Previous filing
Q3 2018 - 14 Nov 2018
Next filing
Q1 2019 - 15 May 2019
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rene A. Bustamante Chief Compliance Officer New York, New York 14 Feb 2019

Other Included Managers (6):

Num Name Location File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC New York, NY 028-06325
2 FIRST TRUST ADVISORS LP Wheaton, IL 028-06487
3 NEW YORK LIFE INSURANCE CO New York, NY 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. New York, NY 028-10748
5 MCMORGAN & CO LLC San Francisco, CA 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC West Palm Beach, FL 028-13256