First Allied Advisory Services, Inc.

Q3 2018 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Matthew Bregozzo - Chief Compliance Officer
Location
San Diego, CA
Options holdings as of
September 30, 2018
Notional value $
$0
Number of holdings
2
Date filed
1/3/2019, 01:26 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2018 - Aug 8, 2018
Next filing
Q4 2018 - Feb 15, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q3 - Restatement compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Bregozzo Chief Compliance Officer San Diego, California 12/27/2018

THIS AMENDMENT BOTH RESTATES THE ORIGINAL HOLDINGS REPORTED ON 11/13/2018 AND ADDS NEW HOLDINGS TO THE REPORT. THE INITIAL HOLDINGS LIST USED TO COMPILE THE ORIGINAL SUBMISSION WAS IN ERROR.