Filer Snapshot

First Allied Advisory Services, Inc. SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001512647.

Entity Type

Company

Total Filings

44

Latest Filing

13 Nov 2020

Industry

n/a

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Source: SEC Form 13F

13F-HR filed on 13 Nov 2020 for CIK 0001512647.

View Source Filing
Business address
655 W. Broadway 12 Th Floor, San Diego, CA, 92101
Top securities (13F)
AAPL, VTI, QQQ, IJH, AMZN, IVV, MSFT, BND, DGRO, VXUS, SHY, LQD, FTSM, USMV, AGG, ITOT, META, SPY, IEF, and FTCS
State of incorporation
DE
Fiscal year end
31 December

Quick Takeaways

  • First Allied Advisory Services, Inc. is an SEC filer tracked under CIK 0001512647.
  • 44 filings are listed on this profile.
  • Common form coverage includes 13F-HR, 13F-HR/A.

What Changed

  • Latest filing: 13F-HR filed on 13 Nov 2020.
  • Report period: 30 Sep 2020.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Form 13F

13F-HR filed on 13 Nov 2020 for CIK 0001512647.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 13F-HR can change the filing history, ownership context, or next research path for First Allied Advisory Services, Inc..

Latest source-backed update
13F-HR filed 13 Nov 2020
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 13F-HR filed 13 Nov 2020.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for First Allied Advisory Services, Inc.

New filing available

Latest 13F period: Q3 2020. Open the source-backed page to inspect the fresh filing or facts context.

Update date

13 Nov 2020

Page type

Filer profile

Latest period

Q3 2020

Institutional portfolio context was refreshed from a 13F filing filed on 13 Nov 2020.

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Benchmark Context

Benchmark context for this company

First Allied Advisory Services, Inc. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

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Why this is notable

Latest 13F period: Q3 2020. That gives you a fresh baseline before you compare this company with peers.

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Filer Overview

First Allied Advisory Services, Inc. has filed 44 SEC EDGAR filings since 10 Feb 2011. Common forms include 13F-HR, 13F-HR/A.

Latest 13F filings

Latest Filings

Recent SEC filings for First Allied Advisory Services, Inc. with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2020 30 Sep 2020 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2020 30 Jun 2020 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2020 31 Mar 2020 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2020 31 Dec 2019 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2019 30 Sep 2019 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2019 30 Jun 2019 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2019 31 Mar 2019 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Feb 2019 31 Dec 2018 028-14139
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 03 Jan 2019 30 Sep 2018 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2018 30 Sep 2018 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2018 30 Jun 2018 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2018 31 Mar 2018 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2018 31 Dec 2017 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2017 30 Sep 2017 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2017 30 Jun 2017 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2017 31 Mar 2017 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2017 31 Dec 2016 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2016 30 Sep 2016 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2016 30 Jun 2016 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2016 31 Mar 2016 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2016 31 Dec 2015 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2015 30 Sep 2015 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2015 30 Jun 2015 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2015 31 Dec 2014 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2014 30 Sep 2014 028-14139
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 14 Aug 2014 30 Jun 2014 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2014 31 Mar 2014 028-14139
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 13 Feb 2014 31 Dec 2013 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2014 31 Dec 2013 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Nov 2013 30 Sep 2013 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2013 30 Jun 2013 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS 1Q 2013 13F FILING 08 May 2013 31 Mar 2013 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS DECEMBER 2012 13F FILING 08 Feb 2013 31 Dec 2012 028-14139
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FAAS SEPTERMBER 2012 13F UPDATED FILING 19 Nov 2012 30 Sep 2012 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS SEPTEMBER 2012 12F FILING 13 Nov 2012 30 Sep 2012 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS JUNE 2012 13F FILING 09 Aug 2012 30 Jun 2012 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS MARCH 2012 13F FILING 09 May 2012 31 Mar 2012 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS DECEMBER 2011 13F FILING 08 Feb 2012 31 Dec 2011 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS 13F 3Q11 14 Nov 2011 30 Sep 2011 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS 13F 2Q 2011 11 Aug 2011 30 Jun 2011 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS 1Q 2011 13F FILING 12 May 2011 31 Mar 2011 028-14139
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAS DECEMBER 2010 13F FILING 10 Feb 2011 31 Dec 2010 028-14139

About this filer

First Allied Advisory Services, Inc. files with the SEC under CIK 0001512647. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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