COWEN INC.

Q3 2014 13F Holdings Report, Options Holdings

Signature - Title
Owen Littman - General Counsel
Location
New York, NY
Options holdings as of
September 30, 2014
Notional value $
$211M
Number of holdings
58
Date filed
11/17/2014, 06:20 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2014 - Aug 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Owen Littman General Counsel New York, New York 11/14/2014

Other Included Managers (3):

Num Name Location File Number
1 RAMIUS ADVISORS LLC New York, NY 028-10674
2 Ramius Alternative Solutions LLC 028-14361
3 COWEN & COMPANY, LLC New York, NY 028-04125