FOUNDERS FINANCIAL SECURITIES LLC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Joseph V. Krcma - Chief Compliance Officer
Location
Towson, MD
Holdings as of
September 30, 2021
Value $
$497M
Num holdings
258
Date filed
11/12/2021, 07:38 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2021 - Aug 16, 2021
Next filing
Q4 2021 - Feb 14, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph V. Krcma Chief Compliance Officer Towson, Maryland 11/12/2021

List of Other Managers Reporting for FOUNDERS FINANCIAL SECURITIES LLC:

Name Holdings Value Location File Number
Horizon Investments, LLC $3.62B Charlotte, NC 028-15165

Other Included Managers (1):

Num Name Location File Number
1 Horizon Investments, LLC Charlotte, NC 028-15165