Filer Snapshot

FOUNDERS FINANCIAL SECURITIES LLC

CIK 0001342396. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

80

Latest filing

28 Apr 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR/A for Q1 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

SPYG

$109.22M reported value

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13D/G large stake

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Source: SEC filing X-17A-5

X-17A-5 filed on 28 Apr 2026 for CIK 0001342396.

View Source Filing
Identity
Business address
1026 Cromwell Bridge Road, Suite 100, Towson, MD, 21286
SEC ownership signals
Parsed ownership coverage

13F reported value

$1.77B

Latest parsed Form 13F reported market value.

Largest 13F symbols

SPYG, SPYV, VIG, DFAE

Largest symbols in the latest parsed Form 13F holdings.

Largest 13F holdings
SPYG SPYV VIG DFAE VEA VO IJR XLK
+12 moreNVDA FBND AGG IDEV JCPB AAPL BIL QQQ IUSG PYLD IEFA IVVM
SEC record
State of incorporation
MD
Fiscal year end
31 December

Filer intelligence

What SEC filings say about FOUNDERS FINANCIAL SECURITIES LLC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Latest parsed 13F shows $1.77B across 530 reported holdings for Q1 2026.
  • Largest parsed 13F holding: SPYG at $109.22M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 530 rows

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q1 2026 - 17 Apr 2026

Top 5 concentration

19%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$339.07M

Compared with $1.77B total 13F value.

Top 5 net change

+$34.18M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: VIG ยท Largest trim: VOO

SPYG SPYV VIG DFAE VEA Other holdings

SPYG

6.2%

Spdr Series Trust

$109.22M

SPYV

4.8%

Spdr Series Trust

$84.38M

VIG

2.8%

Vanguard Specialized Funds

$50.47M

DFAE

2.8%

Dimensional Etf Trust

$50.1M

VEA

2.5%

Vanguard Tax Managed Fds

$44.9M

Latest update

What changed recently for FOUNDERS FINANCIAL SECURITIES LLC

New filing available

Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Apr 2026

Page type

Filer profile

Latest period

Q1 2026

Institutional portfolio context was refreshed from a 13F filing filed on 17 Apr 2026.

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Benchmark Context

Benchmark context for this company

FOUNDERS FINANCIAL SECURITIES LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001342396 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
80
First seen
28 Feb 2007
Latest filing
28 Apr 2026
Entity
Company

Observed form types

X-17A-5 13F-HR/A 13F-HR N-PX FOCUSN X-17A-5/A

Primary evidence

Open SEC filing index FOUNDERS FINANCIAL SECURITIES LLC SEC filings FOUNDERS FINANCIAL SECURITIES LLC 13F portfolio

Latest Filings

Showing the latest 12 of 77 SEC filings for FOUNDERS FINANCIAL SECURITIES LLC.

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X-17A-5 File 008-67137

X-17A-5 filing

Filing date
28 Apr 2026
Reporting date
31 Dec 2025
SEC evidence
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13F-HR/A File 028-15741

13F-HR/A filing

Filing date
17 Apr 2026
Reporting date
31 Mar 2026
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
16 Apr 2026
Reporting date
31 Mar 2026
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
10 Feb 2026
Reporting date
31 Dec 2025
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
15 Oct 2025
Reporting date
30 Sep 2025
SEC evidence
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N-PX File 028-15741

N-PX filing

Filing date
29 Aug 2025
Reporting date
30 Jun 2025
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
06 Aug 2025
Reporting date
30 Jun 2025
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
12 May 2025
Reporting date
31 Mar 2025
SEC evidence
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X-17A-5 File 008-67137

X-17A-5 filing

Filing date
01 Apr 2025
Reporting date
31 Dec 2024
SEC evidence
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13F-HR File 028-15741

13F-HR filing

Filing date
10 Feb 2025
Reporting date
31 Dec 2024
SEC evidence
Open document Open filing
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13F-HR File 028-15741

13F-HR filing

Filing date
12 Nov 2024
Reporting date
30 Sep 2024
SEC evidence
Open document Open filing
Next action
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N-PX File 028-15741

N-PX filing

Filing date
02 Aug 2024
Reporting date
30 Jun 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
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