FOUNDERS FINANCIAL SECURITIES LLC

Q4 2018 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Joseph V. Krcma - Chief Compliance Officer
Location
Towson, MD
Holdings as of
December 31, 2018
Value $
$276M
Num holdings
101
Date filed
2/19/2019, 12:20 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2018 - Oct 17, 2018
Next filing
Q1 2019 - Apr 25, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 - Restatement compared to 2018 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph V. Krcma Chief Compliance Officer Towson, Maryland 2/19/2019

Amendment filed as there was a formatting error in the Other Manager Column. This submission is correct and properly reflects the holdings.

List of Other Managers Reporting for FOUNDERS FINANCIAL SECURITIES LLC:

Name Holdings Value Location File Number
Horizon Investments, LLC $3.62B Charlotte, NC 028-15165

Other Included Managers (1):

Num Name File Number
1 Horizon Investments, LLC