FOUNDERS FINANCIAL SECURITIES LLC

Q1 2017 13F Combination Report, Stock Holdings

Signature - Title
Joseph V. Krcma - Chief Compliance Officer
Location
Towson, MD
Holdings as of
March 31, 2017
Value $
$263M
Num holdings
89
Date filed
4/25/2017, 04:57 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2016 - Jan 10, 2017
Next filing
Q2 2017 - Jul 31, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q1 compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sarah Westbrook Compliance Officer Charlotte, North Carolina 4/25/2017

List of Other Managers Reporting for FOUNDERS FINANCIAL SECURITIES LLC:

Name Holdings Value Location File Number
Orion Portfolio Solutions, LLC $10B Omaha, NE 028-20154
Horizon Investments, LLC $3.75B Charlotte, NC 028-15165

Other Included Managers (1):

Num Name Location File Number
1 Horizon Investments, LLC Charlotte, NC 028-15165