Nuveen Asset Management, LLC

Q3 2021 13F Combination Report, Options Holdings

Signature - Title
Erik Mogavero - Managing Director, Head of Affiliate Compliance
Location
Chicago, IL
Options holdings as of
30 Sep 2021
Notional value $
$0
Number of holdings
87
Date filed
12 Nov 2021, 14:37
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2021 - 16 Aug 2021
Next filing
Q4 2021 - 14 Feb 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 12 Nov 2021

Russell Investments Group, Ltd. is reporting for Nuveen Asset Management, LLC:

Name Holdings Value Location File Number
Russell Investments Group, Ltd. $88.1B London, United Kingdom 028-17598

Other Included Managers (7):

Num Name Location File Number
1 Nuveen Investments, Inc Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 Tiaa Cref Investment Management Llc New York, NY 028-03194
4 Teachers Advisors, Llc New York, NY 028-04800
5 Nuveen Investments, Inc Chicago, IL 028-11405
7 Nwq Investment Management Company, Llc Los Angeles, CA 028-01474
9 Teachers Insurance & Annuity Association Of America New York, NY 028-00331