Nuveen Asset Management, LLC

Q3 2021 13F Combination Report, Options Holdings

Signature - Title
Travis Pauley - Managing Director, Sr Compliance Officer, Nuveen Compliance
Location
Chicago, IL
Options holdings as of
September 30, 2021
Notional value $
$0
Number of holdings
87
Date filed
11/12/2021, 02:37 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2021 - Aug 16, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 11/12/2021

Other Included Managers (7):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 TIAA CREF INVESTMENT MANAGEMENT LLC New York, NY 028-03194
4 TEACHERS ADVISORS, LLC New York, NY 028-04800
5 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
7 NWQ Investment Management Company, LLC 028-01474
9 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA New York, NY 028-00331