Nuveen Asset Management, LLC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Travis Pauley - Managing Director, Sr Compliance Officer, Nuveen Compliance
Location
Chicago, IL
Holdings as of
September 30, 2021
Value $
$319B
Num holdings
3,326
Date filed
11/12/2021, 02:37 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2021 - Aug 16, 2021
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 11/12/2021

Other Included Managers (7):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 TIAA CREF INVESTMENT MANAGEMENT LLC New York, NY 028-03194
4 TEACHERS ADVISORS, LLC New York, NY 028-04800
5 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
7 NWQ Investment Management Company, LLC 028-01474
9 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA New York, NY 028-00331