Nuveen Asset Management, LLC

Q4 2020 13F Combination Report, Restatement, Options Holdings

Notable people
Teachers Insurance & Annuity Association Of America
Signature - Title
Travis Pauley - Managing Director, Sr Compliance Officer, Nuveen Compliance
Location
Chicago, IL
Options holdings as of
December 31, 2020
Notional value $
$0
Number of holdings
51
Date filed
5/17/2021, 11:03 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2020 - Nov 16, 2020
Next filing
Q1 2021 - May 17, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q4 - Restatement compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 5/14/2021

Other Included Managers (9):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 TIAA CREF INVESTMENT MANAGEMENT LLC New York, NY 028-03194
4 TEACHERS ADVISORS, LLC New York, NY 028-04800
5 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
6 Symphony Asset Management, LLC 028-05958
7 NWQ Investment Management Company, LLC 028-01474
8 SEI Investments Management Corporation 028-16475
9 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA New York, NY 028-00331