Nuveen Asset Management, LLC

Q4 2020 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Travis Pauley - Managing Director, Sr Compliance Officer, Nuveen Compliance
Location
Chicago, IL
Holdings as of
December 31, 2020
Value $
$295B
Num holdings
3,250
Date filed
5/17/2021, 11:03 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2020 - Nov 16, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 - Restatement compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 5/14/2021

Other Included Managers (9):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 TIAA CREF INVESTMENT MANAGEMENT LLC New York, NY 028-03194
4 TEACHERS ADVISORS, LLC New York, NY 028-04800
5 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
6 Symphony Asset Management, LLC 028-05958
7 NWQ Investment Management Company, LLC 028-01474
8 SEI Investments Management Corporation 028-16475
9 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA New York, NY 028-00331