Nuveen Asset Management, LLC

Q4 2020 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Erik Mogavero - Managing Director, Head of Affiliate Compliance
Location
Chicago, IL
Holdings as of
December 31, 2020
Value $
$295B
Num holdings
3,250
Date filed
5/17/2021, 11:03 AM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, MSFT, AMZN, META, and GOOG.
Previous filing
Q3 2020 - Nov 16, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Filing 2020 Q4 - Restatement compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Erik Mogavero Managing Director, Head of Affiliate Compliance New York, New York 5/14/2021

Russell Investments Group, Ltd. is reporting for Nuveen Asset Management, LLC:

Name Holdings Value Location File Number
Russell Investments Group, Ltd. $72.7B London, United Kingdom 028-17598

Other Included Managers (9):

Num Name Location File Number
1 Nuveen Investments, Inc Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710
3 Tiaa Cref Investment Management Llc New York, NY 028-03194
4 Teachers Advisors, Llc New York, NY 028-04800
5 Nuveen Investments, Inc Chicago, IL 028-11405
6 Symphony Asset Management Llc San Francisco, CA 028-05958
7 Nwq Investment Management Company, Llc Los Angeles, CA 028-01474
8 Sei Investments Management Corp Oaks, PA 028-16475
9 Teachers Insurance & Annuity Association Of America New York, NY 028-00331