Penn Mutual Asset Management

Q2 2020 13F Combination Report, Stock Holdings

Signature - Title
Keith Huckerby - President and Chief Operating Officer
Location
Conshohocken, PA
Holdings as of
June 30, 2020
Value $
$68M
Num holdings
30
Date filed
8/3/2020, 09:08 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2020 - May 14, 2020
Next filing
Q3 2020 - Nov 10, 2020
SEC
View on sec.gov
Filing 2020 Q2 compared to 2020 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Keith Huckerby President and Chief Operating Officer Horsham, Pennsylvania 7/31/2020

List of Other Managers Reporting for Penn Mutual Asset Management:

Name Holdings Value Location File Number
American Century Investment Management Inc Kansas City, MO 028-01091
Price T Rowe Associates Inc /Md/ $812B Baltimore, MD 028-00115
State Street Corp $2.43T Boston, MA 028-00399
Morgan Stanley $1.4T New York, NY 028-03432
Massachusetts Financial Services Co /Ma/ $301B Boston, MA 028-04968
Vontobel Asset Management Inc New York, NY 028-04490
Eaton Vance Management Boston, MA 028-04139
Alliancebernstein L.P. $276B Nashville, TN 028-10562
Ivy Investment Management Co Overland Park, KS 028-10368
Goldman Sachs Asset Management, L.P. New York, NY 028-10981
Janus Henderson Group Plc $182B London, United Kingdom 028-10904
Cohen & Steers, Inc. $54.1B New York, NY 028-11197

Other Included Managers (12):

Num Name Location File Number
1 Janus Henderson Group Plc London, United Kingdom 028-10904
2 Ivy Investment Management Co Overland Park, KS 028-10368
3 Alliancebernstein L.P. Nashville, TN 028-10562
4 American Century Investment Management Inc Kansas City, MO 028-01091
5 Cohen & Steers, Inc. New York, NY 028-11197
6 Goldman Sachs Asset Management, L.P. New York, NY 028-10981
7 Massachusetts Financial Services Co /Ma/ Boston, MA 028-04968
8 Morgan Stanley New York, NY 028-03432
9 State Street Corp Boston, MA 028-00399
10 Price T Rowe Associates Inc /Md/ Baltimore, MD 028-00115
11 Vontobel Asset Management Inc New York, NY 028-04490
12 Eaton Vance Management Boston, MA 028-04139