Penn Mutual Asset Management

Q4 2018 13F Combination Report, Stock Holdings

Signature - Title
Keith Huckerby - President and Chief Marketing Officer
Location
Conshohocken, PA
Holdings as of
December 31, 2018
Value $
$73.1M
Num holdings
20
Date filed
1/31/2019, 12:59 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AGNC, FAX, EDD, NLY, and WFCPRL.
Previous filing
Q3 2018 - Nov 9, 2018
Next filing
Q1 2019 - May 13, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Keith Huckerby President and Chief Marketing Officer Horsham, Pennsylvania 1/31/2019

List of Other Managers Reporting for Penn Mutual Asset Management:

Name Holdings Value Location File Number
American Century Investment Management Inc Kansas City, MO 028-01091
Price T Rowe Associates Inc /Md/ $935B Baltimore, MD 028-00115
State Street Corp $2.88T Boston, MA 028-00399
Morgan Stanley $1.65T New York, NY 028-03432
Massachusetts Financial Services Co /Ma/ $323B Boston, MA 028-04968
Vontobel Asset Management Inc New York, NY 028-04490
Eaton Vance Management Boston, MA 028-04139
Alliancebernstein L.P. $318B Nashville, TN 028-10562
Ivy Investment Management Co Overland Park, KS 028-10368
Goldman Sachs Asset Management, L.P. New York, NY 028-10981
Janus Henderson Group Plc $219B London, United Kingdom 028-10904
Cohen & Steers, Inc. $55.4B New York, NY 028-11197
Neuberger Berman Group LLC $137B New York, NY 028-13573