Penn Mutual Asset Management

Q4 2018 13F Combination Report, Stock Holdings

Signature - Title
Keith Huckerby - President and Chief Marketing Officer
Location
Conshohocken, PA
Holdings as of
31 Dec 2018
Value $
$73,118,000
Num holdings
20
Filing time
31 Jan 2019, 12:59:24 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AGNC, FAX, EDD, NLY, and WFCPRL.
Previous filing
Q3 2018 - 09 Nov 2018
Next filing
Q1 2019 - 13 May 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Keith Huckerby President and Chief Marketing Officer Horsham, Pennsylvania 31 Jan 2019

List of Other Managers Reporting for Penn Mutual Asset Management:

Name Holdings Value Location File Number
AMERICAN CENTURY INVESTMENT MANAGEMENT INC Kansas City, MO 028-01091
PRICE T ROWE ASSOCIATES INC /MD/ $927,464,463,000 Baltimore, MD 028-00115
STATE STREET CORP $2,980,911,055,209 Boston, MA 028-00399
MORGAN STANLEY $1,674,995,965,482 New York, NY 028-03432
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $309,900,266,454 Boston, MA 028-04968
VONTOBEL ASSET MANAGEMENT INC New York, NY 028-04490
EATON VANCE MANAGEMENT Boston, MA 028-04139
ALLIANCEBERNSTEIN L.P. $316,671,377,103 Nashville, TN 028-10562
IVY INVESTMENT MANAGEMENT CO Overland Park, KS 028-10368
GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
JANUS HENDERSON GROUP PLC $223,248,253,279 London, United Kingdom 028-10904
COHEN & STEERS, INC. $55,315,291,000 New York, NY 028-11197
Neuberger Berman Group LLC $134,321,579,740 New York, NY 028-13573