VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

Q2 2017 13F Combination Report, Options Holdings

Signature - Title
Chetram Persaud - Chief Compliance Officer
Location
Hartford, CT
Options holdings as of
June 30, 2017
Notional value $
$971K
Number of holdings
2
Date filed
8/14/2017, 08:34 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2017 - May 15, 2017
Next filing
Q3 2017 - Nov 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin J. Carr Senior Vice President and Assistant Secretary Hartford, Connecticut 8/14/2017

List of Other Managers Reporting for VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.:

Name Holdings Value Location File Number
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $45.3B Los Angeles, CA 028-05792
DUFF & PHELPS INVESTMENT MANAGEMENT CO $8.7B Chicago, IL 028-01420
ALPHASIMPLEX GROUP, LLC $9.88M Boston, MA 028-12259