Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2014 13F Holdings Report, Options Holdings

Signature - Title
Kazuo Ozaki - Deputy General Manager of Corporate Planning Division
Location
Tokyo, Japan
Options holdings as of
30 Sep 2014
Notional value
$0
Number of holdings
2
Filing time
14 Nov 2014, 06:08:48 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2013 - 13 Feb 2014
Next filing
Q1 2015 - 11 May 2015
Stock holdings
Showing options holdings, see here for stock holdings
Our algorithm has found invalid data in this filing
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kazuo Ozaki Deputy General Manager of Corporate Planning Division Tokyo, Japan 10 Nov 2014

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
KOKUSAI Asset Management Co., Ltd. $108,441,000 Tokyo, Japan 028-13569
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. $63,550,830 Tokyo, Japan 028-14928
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582