Mitsubishi UFJ Securities Holdings Co., Ltd.

Q4 2013 13F Combination Report, Options Holdings

Signature - Title
Kazuo Ozaki - Deputy General Manager of Corporate Planning Division
Location
Tokyo, Japan
Options holdings as of
31 Dec 2013
Notional value
$18,627,000
Number of holdings
2
Filing time
13 Feb 2014, 06:01:37 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Next filing
Q3 2014 - 14 Nov 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kazuo Ozaki Deputy General Manager of Corporate Planning Division Tokyo, Japan 12 Feb 2014

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
KOKUSAI Asset Management Co., Ltd. $108,441,000 Tokyo, Japan 028-13569
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. $63,550,830 Tokyo, Japan 028-14928
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582