UBS AG

Q3 2014 13F Holdings Report, Options Holdings

Signature - Title
Dominic Eichrodt - Executive Director
Location
Zurich, Switzerland
Options holdings as of
September 30, 2014
Options notional value $
$27.1B
Number of options holdings
3,750
Date filed
11/12/2014, 03:06 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2014 - Aug 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony DeFilippis Executive Director Stamford, Connecticut 11/12/2014

UBS Group AG is reporting for UBS AG:

Name Holdings Value Location File Number
UBS Group AG $326B Zurich, Switzerland 028-16612

Other Included Managers (3):

Num Name File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG, New York Branch 028-07344