UBS AG

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Holdings as of
September 30, 2014
Value $
$108B
Num holdings
6,626
Date filed
11/12/2014, 03:06 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Aug 14, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony DeFilippis Executive Director Stamford, Connecticut 11/12/2014

UBS Group AG is reporting for UBS AG:

Name Holdings Value Location File Number
UBS Group AG $357B Zurich, Switzerland 028-16612

Other Included Managers (3):

Num Name Location File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG, New York Branch 028-07344