UBS AG

Q4 2013 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Anthony DeFilippis - Executive Director
Location
Zurich, Switzerland
Holdings as of
31 Dec 2013
Value $
$84.2B
Num holdings
6,515
Filing time
21 May 2014, 12:25:20 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included SPY, AAPL, 1338PS, EFA, and JNJ.
Next filing
Q1 2014 - 16 May 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony DeFilippis Executive Director Stamford, Connecticut 21 May 2014

Other Included Managers (3):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich, Switzerland 028-11603
20 UBS AG NEW YORK BRANCH Chicago, IL 028-07344