Name | Title | City, State | Date |
---|---|---|---|
Anthony DeFilippis | Executive Director | Stamford, Connecticut | 5/16/2014 |
Num | Name | Location | File Number |
---|---|---|---|
1 | Ubs Financial Services Inc | New York, NY | 028-11496 |
17 | Vontobel Swiss Financial Advisers AG | Zurich, Switzerland | 028-11603 |
20 | Ubs Ag New York Branch | Chicago, IL | 028-07344 |