ALPS ADVISORS INC

Q4 2013 13F Combination Report, Stock Holdings

Signature - Title
Bradley J. Swenson - Chief Compliance Officer
Location
Denver, CO
Holdings as of
31 Dec 2013
Value $
$9,874,653,000
Num holdings
581
Filing time
11 Feb 2014, 15:36:59 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EPD, 4945SC, MMP, ETP, and PAA.
Next filing
Q1 2014 - 15 May 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Bradley J. Swenson Chief Compliance Officer Denver, Colorado 11 Feb 2014

List of Other Managers Reporting for ALPS ADVISORS INC:

Name Holdings Value Location File Number
TCW GROUP INC $13,960,572,076 Los Angeles, CA 028-02494
WELLINGTON MANAGEMENT GROUP LLP $570,595,046,970 Boston, MA 028-04557
MATRIX ASSET ADVISORS INC/NY $1,112,629,592 White Plains, NY 028-05690
PZENA INVESTMENT MANAGEMENT LLC $33,403,411,445 New York, NY 028-03791
WEATHERBIE CAPITAL, LLC Boston, MA 028-04129
Jefferies Group LLC $3,416,624,788 New York, NY 028-10917
CORNERSTONE CAPITAL MANAGEMENT LLC $634,535,000 Edina, MN 028-05923
TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
CLOUGH CAPITAL PARTNERS L P $1,112,177,340 Boston, MA 028-10679
CoreCommodity Management, LLC $473,674,045 Stamford, CT 028-11239
RiverFront Investment Group, LLC $6,063,370,078 Richmond, VA 028-13577
Red Rocks Capital LLC Denver, CO 028-14056