Broadfin Capital, LLC

Q4 2014 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Kevin Kotler - Managing Member
Location
New York, NY
Holdings as of
31 Dec 2014
Value $
$1,141,569,000
Num holdings
72
Filing time
17 Feb 2015, 17:18:49 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included HZNP, FLML, PGNX, EBS, and AEGR.
Previous filing
Q3 2014 - 14 Nov 2014
Next filing
Q1 2015 - 15 May 2015
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q4 - Restatement compared to 2014 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Kotler Managing Member New York, New York 17 Feb 2015

This restatement is being filed to revise the number of shares and values listed on the Form 13F Information Table with respect to the issuers (i) ELEVEN BIOTHERAPEUTICS INC (CUSIP: 28622106), (ii) IGNYTA INC (CUSIP: 451731103) and (iii) INFINITY PHARMACEUTICALS INC (CUSIP: 45665G303). The Form 13F Information Table Value Total is being revised accordingly.

Other Included Managers (1):

Num Name Location File Number
1 Broadfin Healthcare Master Fund Ltd Grand Cayman, Cayman Islands 028-14254