Broadfin Capital, LLC

Q1 2014 13F Holdings Report, Stock Holdings

Signature - Title
Kevin Kotler - Managing Member
Location
New York, NY
Holdings as of
31 Mar 2014
Value $
$1,029,306,967
Num holdings
85
Filing time
15 May 2014, 14:37:25 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included FLML, HZNP, DEPO, EBS, and ANGO.
Previous filing
Q4 2013 - 28 Feb 2014
Next filing
Q2 2014 - 14 Aug 2014
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q1 compared to 2013 Q4 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kevin Kotler Managing Member New York, New York 15 May 2014

This amendment is being filed to report the corrected value (x$1000) of AERIE PHARMACEUTICALS IN, as well as the updated Form 13F Information Table Value Total.

Other Included Managers (1):

Num Name Location File Number
1 Broadfin Healthcare Master Fund Ltd Grand Cayman, Cayman Islands 028-14254