Tradewinds Global Investors, LLC

Q2 2016 13F Holdings Report, Options Holdings

Signature - Title
Mary Ann Iudice - Chief Compliance Officer
Location
Los Angeles, CA
Options holdings as of
June 30, 2016
Notional value $
$0
Number of holdings
2
Date filed
8/10/2016, 11:00 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2016 - May 11, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q2 compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Emily Alejos and Andrew Thelen Co-Chief Investment Officer Los Angeles, California 8/3/2016

Other Included Managers (2):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 SEI Investments Management Corporation 028-16475