Tradewinds Global Investors, LLC SEC EDGAR Filings (CIK 0001383221)

SEC EDGAR filings, ownership reports, and insider transactions for Tradewinds Global Investors, LLC.

Business address
2049 Century Park East, 20 Th Floor, Los Angeles, CA, 90067
Top securities (13F)
AXS, SKM, NTTYY, RDSB, ING, TM, SKYW, TS, SNY, TEVA, AGU, CS, FLEX, CNQ, PKX, SAP, CLNY, GSK, ERIC, and CIT
State of incorporation
DE
Fiscal year end
31 December
Former names
Tradewinds NWQ Global Investors, LLC (to 12 Jul 2007)
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Tradewinds Global Investors, LLC has filed 285 SEC EDGAR filings since 09 Jul 2007

Latest Filings

Recent SEC filings for Tradewinds Global Investors, LLC including 13F-HR, D/A, SC 13G/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2016 30 Sep 2016 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2016 30 Jun 2016 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2016 31 Mar 2016 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2016 31 Dec 2015 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2015 30 Sep 2015 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2015 30 Jun 2015 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2015 31 Mar 2015 028-12572
D/A Open D/A document View SEC filing for D/A 11 Mar 2015 021-176355
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2014 30 Sep 2014 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO 05 Sep 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-12572
S-4/A Open S-4/A document View SEC filing for S-4/A S-4/A 02 Jul 2014 333-194535-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2014 31 Mar 2014 028-12572
S-4 Open S-4 document View SEC filing for S-4 S-4 13 Mar 2014 333-194535-04
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Feb 2014 31 Dec 2013 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2014 31 Dec 2013 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BAN 14 Feb 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2013 30 Sep 2013 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2013 30 Jun 2013 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 13 May 2013 31 Mar 2013 028-12572
D/A Open D/A document View SEC filing for D/A 09 Apr 2013 021-176355
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 Feb 2013 31 Dec 2012 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKY 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKY 10 Dec 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ARCH 10 Dec 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 Nov 2012 30 Sep 2012 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ARCH 09 Nov 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Sep 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Sep 2012
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A TRADE 6-30-12 15 Aug 2012 30 Jun 2012 028-12572
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A TRADE 3-31-12 15 Aug 2012 31 Mar 2012 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 Aug 2012 30 Jun 2012 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CEB 10 Aug 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CAM 10 Aug 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CRESUD 09 Jul 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WACOAL 09 Jul 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SSRI 09 Jul 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ATK 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ORI 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A USU 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AXS 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NG 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKYW 08 Jun 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CRESY 08 Jun 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 May 2012 31 Mar 2012 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NEXEN 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CEB 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A IMI 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A LAYNE 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ORI 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CAM 10 May 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKT 09 Apr 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CSC 09 Apr 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO 09 Apr 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SHAW 09 Apr 2012
D Open D document View SEC filing for D 09 Apr 2012 021-176355
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ESH 09 Mar 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WDC 09 Mar 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ATS 09 Mar 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A DEAN 09 Mar 2012
SC 13G Open SC 13G document View SEC filing for SC 13G SKT 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G SKT 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CRESUD 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ACI 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GGC 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G GGC 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G WDC 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WACOAL 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G USEC 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKY 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G SSRI 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SHAW 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ORI 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G NOVA 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G NEXEN 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A LAYNE 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G IMI 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G ESHL 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G DEAN 14 Feb 2012
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2012 31 Dec 2011 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CRESUD 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G CSC 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A C 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CAMECO 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO 14 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AXIS 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G ACI 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G ATI 14 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G ORC 12 Dec 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 Nov 2011 30 Sep 2011 028-12572
SC 13G Open SC 13G document View SEC filing for SC 13G LAYNE 07 Oct 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GR 07 Oct 2011
SC 13G Open SC 13G document View SEC filing for SC 13G SHAW 09 Sep 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKY 09 Sep 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CENT 09 Sep 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADEWINDS 15 Aug 2011 30 Jun 2011 028-12572
SC 13G Open SC 13G document View SEC filing for SC 13G CAMECO 10 Jun 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2011 31 Mar 2011 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A TESORO 11 Apr 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A TESORO 09 Mar 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A TESORO 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GOLD RESERVE 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WACOAL 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CENT ELEC 14 Feb 2011
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADE 14 Feb 2011 31 Dec 2010 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A USEC 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SKYWEST 14 Feb 2011
SC 13G Open SC 13G document View SEC filing for SC 13G SKYWEST 14 Feb 2011
SC 13G Open SC 13G document View SEC filing for SC 13G AXIS 14 Feb 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AGCO CORP 09 Dec 2010
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADEWINDS 15 Nov 2010 30 Sep 2010 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NOVAGOLD RESOURCES 09 Nov 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO CORP 10 Sep 2010
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADEWINDS GLOBAL INVESTORS 16 Aug 2010 30 Jun 2010 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A MAGNA INTERNATIONAL INC. 10 Jun 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A TESORA CORPORATION 10 Jun 2010
13F-HR Open 13F-HR document View SEC filing for 13F-HR TRADEWINDS 17 May 2010 31 Mar 2010 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 May 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 May 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 10 Mar 2010
APP WD Open APP WD document View SEC filing for APP WD 03 Mar 2010 812-13679-09
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Feb 2010 31 Dec 2009 028-12572
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2010 31 Dec 2009 028-12572
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A USEC 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A WACOAL 12 Feb 2010
SC 13G Open SC 13G document View SEC filing for SC 13G 12 Feb 2010
SC 13G Open SC 13G document View SEC filing for SC 13G 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A MAGNA 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NOVAGOLD 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A TYSON 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ALAMO 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GOLD RESERVE 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BANRO 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AGCO 12 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SMITHFIELD 12 Feb 2010

About this filer

Tradewinds Global Investors, LLC files with the SEC under CIK 0001383221. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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