ROCKEFELLER FINANCIAL SERVICES INC

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Timothy McCarthy - Chief Compliance Officer
Location
New York, NY
Holdings as of
31 Dec 2013
Value $
$4,628,340,000
Num holdings
506
Filing time
03 Feb 2014, 12:41:41 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included GOOGL, CVX, MSFT, JPM, and XOM.
Next filing
Q1 2014 - 05 May 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy McCarthy Chief Compliance Officer New York City, New York 31 Jan 2014

Other Included Managers (3):

Num Name Location File Number
1 ROCKEFELLER & CO. LLC New York, NY 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. New York, NY 028-02772
3 Rockefeller Trust Co (Delaware) Wilmington, DE 028-11086