Filer Snapshot

ROCKEFELLER FINANCIAL SERVICES INC

CIK 0000869878. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

17

Latest filing

02 Feb 2018

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q4 2017. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

LUV

$235.74M reported value

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13D/G large stake

—

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Form 13F

13F-HR filed on 02 Feb 2018 for CIK 0000869878.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$6.34B

Quarterly institutional holdings reported on Form 13F.

Latest reported 13F value

13F
$6.34B

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Largest 13F holdings

13F
LUV CMCSA JPM GOOG V
+15 moreWFC META MSFT RCL AMZN CMA DGX ROST SYF CVS BP MDT SPY COP RGA

Largest symbols in the latest parsed Form 13F information table.

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

LUV CMCSA JPM GOOG V WFC META MSFT
+12 moreRCL AMZN CMA DGX ROST SYF CVS BP MDT SPY COP RGA
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
10 Rockefeller Plaza, New York, NY, 10020
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 2 profile fields available
Incorporated in
DE
Fiscal year end
31 December

Filer intelligence

What SEC filings say about ROCKEFELLER FINANCIAL SERVICES INC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $6.34B across 519 reported holdings for Q4 2017.
  • Largest parsed 13F holding: LUV at $235.74M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 519 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q4 2017 - 02 Feb 2018

Top 5 concentration

16%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$995.62M

Compared with $6.34B total 13F value.

Top 5 net change

+$241.67M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: CMCSA ยท Largest trim: ABT

LUV CMCSA JPM GOOG V Other holdings

LUV

3.7%

Southwest Airlines Co.

$235.74M

CMCSA

3.3%

Comcast Corporation - CL A

$206.31M

JPM

3%

J.P. Morgan Chase & Co.

$191.2M

GOOG

2.9%

Alphabet Inc. - Class C

$182.99M

V

2.8%

Visa Inc - Class A Shares

$179.37M

Latest update

What changed recently for ROCKEFELLER FINANCIAL SERVICES INC

New filing available

Latest 13F period: Q4 2017. Open the source-backed page to inspect the fresh filing or facts context.

Update date

02 Feb 2018

Page type

Filer profile

Latest period

Q4 2017

Institutional portfolio context was refreshed from a 13F filing filed on 02 Feb 2018.

Open filer profile Browse recent public updates

Benchmark Context

Benchmark context for this company

ROCKEFELLER FINANCIAL SERVICES INC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest 13F period: Q4 2017. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0000869878 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
17
First seen
03 Feb 2014
Latest filing
02 Feb 2018
Entity
Company

Observed form types

13F-HR

CIK-linked evidence first

ROCKEFELLER FINANCIAL SERVICES INC SEC filings ROCKEFELLER FINANCIAL SERVICES INC 13F portfolio Open SEC filing index

Latest Filings

Showing the latest 12 of 17 SEC filings for ROCKEFELLER FINANCIAL SERVICES INC.

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13F-HR

13F-HR filing

Filing date
02 Feb 2018
Reporting date
31 Dec 2017
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
20 Oct 2017
Reporting date
30 Sep 2017
SEC evidence
Open document Open filing
Next action
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13F-HR

13F-HR filing

Filing date
18 Jul 2017
Reporting date
30 Jun 2017
SEC evidence
Open document Open filing
Next action
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13F-HR

13F-HR filing

Filing date
28 Apr 2017
Reporting date
31 Mar 2017
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
19 Jan 2017
Reporting date
31 Dec 2016
SEC evidence
Open document Open filing
Next action
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13F-HR

13F-HR filing

Filing date
28 Oct 2016
Reporting date
30 Sep 2016
SEC evidence
Open document Open filing
Next action
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13F-HR

13F-HR filing

Filing date
20 Jul 2016
Reporting date
30 Jun 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
28 Apr 2016
Reporting date
31 Mar 2016
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
03 Feb 2016
Reporting date
31 Dec 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
23 Oct 2015
Reporting date
30 Sep 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
14 Jul 2015
Reporting date
30 Jun 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-HR

13F-HR filing

Filing date
05 May 2015
Reporting date
31 Mar 2015
SEC evidence
Open document Open filing
Next action
Verify source filing
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