UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q3 2021 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Barry J. Mullen - CHIEF COMPLIANCE OFFICER
Location
Chicago, IL
Holdings as of
30 Sep 2021
Value $
$5,308,373
Num holdings
7
Filing time
14 Dec 2021, 17:01:57 UTC
Form type
13F-HR/A-1 - New Holdings
Description
Top holdings included CMPR, CVAC, NBR, GAN, and SFL.
Previous filing
Q2 2021 - 16 Aug 2021
Next filing
Q4 2021 - 14 Feb 2022
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN CHIEF COMPLIANCE OFFICER New York, New York 14 Dec 2021

This amendment adds entries for holdings that were omitted from a previous filing.