UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q2 2021 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - CHIEF COMPLIANCE OFFICER
Location
Chicago, IL
Holdings as of
30 Jun 2021
Value $
$233,712,784,101
Num holdings
2,752
Filing time
16 Aug 2021, 17:23:35 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, AMZN, GOOGL, and META.
Previous filing
Q1 2021 - 14 May 2021
Next filing
Q3 2021 - 15 Nov 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q2 compared to 2021 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN CHIEF COMPLIANCE OFFICER New York, New York 16 Aug 2021

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Robert W. Baird & Co. Inc Milwaukee, WI 028-01911
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
MELLON INVESTMENTS Corp Boston, MA 028-02900
JACOBS LEVY EQUITY MANAGEMENT, INC $25,896,976,231 Florham Park, NJ 028-03059
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $309,900,266,454 Boston, MA 028-04968
FIRST QUADRANT LLC/CA $17,957,000 Glendale, CA 028-05582
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $37,258,245,340 Los Angeles, CA 028-05792
PZENA INVESTMENT MANAGEMENT LLC $33,403,411,445 New York, NY 028-03791
Allspring Global Investments, LLC Charlotte, NC 028-04413
BLACKROCK FINANCIAL MANAGEMENT INC/DE Wilmington, DE 028-04293
SIRIOS CAPITAL MANAGEMENT L P $803,321,558 Boston, MA 028-05369
RIVERBRIDGE PARTNERS LLC $5,334,234,529 Minneapolis, MN 028-05655
AVIVA PLC $59,300,748,724 London, United Kingdom 028-06609
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
NOMURA HOLDINGS INC $13,207,298,217 Tokyo 028-10594
LOS ANGELES CAPITAL MANAGEMENT LLC $28,639,873,982 Los Angeles, CA 028-10229
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Brookfield Public Securities Group LLC New York, NY 028-13826
Calamos Advisors LLC $24,334,144,539 Naperville, IL 028-11166
Mondrian Investment Partners LTD $6,060,586,005 London, United Kingdom 028-11450
J.P. Morgan Investment Management Inc. New York, NY 028-11937
KETTLE HILL CAPITAL MANAGEMENT, LLC $448,350,918 New York, NY 028-17689
MAR VISTA INVESTMENT PARTNERS LLC $1,089,438,961 Los Angeles, CA 028-13243
PCJ Investment Counsel Ltd. $404,231,362 Toronto, Ontario, Canada 028-12690
NOMURA ASSET MANAGEMENT SINGAPORE Ltd Singapore, Singapore 028-13391
Artisan Partners Limited Partnership $65,374,265,020 Milwaukee, WI 028-13578
Huber Capital Management LLC $678,994,744 El Segundo, CA 028-14114
ARGA Investment Management, LP $3,667,383,261 Stamford, CT 028-15430
DLD Asset Management, LP $961,691,842 New York, NY 028-17749
Jackson Square Partners, LLC $0 Larkspur, CA 028-16230
Wellington Management Co LLP Boston, MA 028-16899
RWC ASSET ADVISORS (US) LLC $527,863,915 Miami, FL 028-19400
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC $35,851,583,813 Chicago, IL 028-17022
Sapience Investments, LLC $26,500,543 Irvine, CA 028-17843

Other Included Managers (5):

Num Name Location File Number
1 UBS Group AG Zurich, Switzerland 028-16612
2 UBS ASSET MANAGEMENT TRUST COMPANY 028-03900
7 UBS AG Zurich, Switzerland 028-10396
8 UBS ASSET MANAGEMENT (UK) LTD 028-05673
9 UBS ASSET MANAGEMENT LIFE LTD 028-05961