FRANKLIN RESOURCES INC

Q4 2020 13F Combination Report, Options Holdings

Signature - Title
Thomas C. Mandia - Assistant Secretary
Location
San Mateo, CA
Options holdings as of
December 31, 2020
Notional value $
$156M
Number of holdings
4
Date filed
2/10/2021, 11:57 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2020 - Nov 12, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Aliya S. Gordon Vice President and Secretary San Mateo, California 2/5/2021

List of Other Managers Reporting for FRANKLIN RESOURCES INC:

Name Holdings Value Location File Number
Clearbridge Investments, LLC $127B New York, NY 028-11611
Brandywine Global Investment Management, LLC $15B Philadelphia, PA 028-02204
O'SHAUGHNESSY ASSET MANAGEMENT, LLC $11.2B Stamford, CT 028-12966
ROYCE & ASSOCIATES LP $11B New York, NY 028-03780
ClearBridge Investments Ltd $3.92B Sydney, Australia 028-16543
MARTIN CURRIE LTD $2.82B Edinburgh, United Kingdom 028-13902
Western Asset Management Company, LLC $96.9M Pasadena, CA 028-10245
Lexington Partners L.P. $94.3M New York, NY 028-17321

Other Included Managers (17):

Num Name Location File Number
1 Edinburgh Partners Ltd 028-13078
2 FIDUCIARY TRUST CO INTERNATIONAL New York, NY 028-03877
3 Fiduciary Trust Co International of Pennsylvania Radnor, PA 028-15057
4 FIDUCIARY TRUST Co OF CANADA Toronto, Ontario, Canada 028-17561
5 FIDUCIARY TRUST INTERNATIONAL LLC Lincoln, MA 028-13852
6 FRANKLIN ADVISERS INC San Mateo, CA 028-03578
7 FRANKLIN ADVISORY SERVICES LLC San Mateo, CA 028-05930
8 FRANKLIN MUTUAL ADVISERS LLC Short Hills, NJ 028-06154
9 Franklin Templeton Institutional, LLC New York, NY 028-12310
10 Franklin Templeton International Services S.a r.l Luxembourg, Luxembourg 028-19123
11 FRANKLIN TEMPLETON INVESTMENTS ASIA LTD Hong Kong, Hong Kong 028-11855
12 Franklin Templeton Investments Australia LTD 028-11753
13 FRANKLIN TEMPLETON INVESTMENTS CORP Toronto, Ontario, Canada 028-06143
14 K2/D&S MANAGEMENT CO LLC 028-17200
15 TEMPLETON ASSET MANAGEMENT LTD Singapore, Singapore 028-11763
16 TEMPLETON GLOBAL ADVISORS LTD Nassau, Bahamas 028-05454
17 TEMPLETON INVESTMENT COUNSEL LLC Fort Lauderdale, FL 028-01074