A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Aliya S. Gordon
Vice President and Secretary
San Mateo, California
11/11/2020
Legg Mason, Inc., 13F File Number 028-01700 ("LMI"), was acquired by Franklin Resources, Inc. ("FRI") on July 31, 2020. Through the quarter ended June 30, 2020, LMI reported its holdings of 13F Securities on a 13F Combination Report. As a result of that acquisition, beginning with this Form 13F, LMI will no longer file a Combination Report. Also, certain affiliates of LMI acquired by FRI in the acquisition, which through the quarter ended June 30, 2020 reported their respective holdings of 13F Securities on individual 13F Holdings Reports, are now each listed as an Other Manager Reporting for FRI and each will file its holdings on a 13F Combination Report. Additionally, Fiduciary Trust International, LLC, which through the quarter ended June 30, 2020 was listed as an Other Manager Reporting for FRI, is now listed as an Other Included Manager on FRI's Combination Report.
List of Other Managers Reporting for FRANKLIN RESOURCES INC:
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