ROCKEFELLER FINANCIAL SERVICES INC

Q1 2015 13F Holdings Report, Stock Holdings

Signature - Title
Timothy McCarthy - Chief Compliance Officer
Location
New York, NY
Holdings as of
March 31, 2015
Value $
$4.63B
Num holdings
514
Date filed
5/5/2015, 12:11 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2014 - Jan 28, 2015
Next filing
Q2 2015 - Jul 14, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q1 compared to 2014 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy McCarthy Chief Compliance Officer New York City, New York 5/5/2015

Other Included Managers (3):

Num Name File Number
1 ROCKEFELLER & CO., INC. 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust CO Delaware 028-11086