West Family Investments, Inc.

Holdings History for Brookdale Senior Living Inc. - Common Stock, $0.01 par value (BKD)

Symbol: BKD on NYSE
Investment type: Equity / Common Stock, $0.01 par value

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2021			-1.1%	$0	0	-496,399	-100%	$15.12	Q2 2021
31 Mar 2021		1.1%	0%	$3,003,000	496,399	0		$6.05	Q1 2021
31 Dec 2020		0.77%	-0.06%	$2,192,000	496,399	-40,000	-7.5%	$4.42	Q4 2020
30 Sep 2020		0.62%	0%	$1,388,000	536,399	0		$2.59	Q3 2020
30 Jun 2020			0%	$6,841,000	940,940	0		$7.27 ^*	Q2 2020
31 Mar 2020		1.2%	0%	$2,936,000	940,940	0		$3.12	Q1 2020
31 Dec 2019		1.7%	0%	$6,841,000	940,940	0		$7.27	Q4 2019
30 Sep 2019		1.8%	0%	$7,132,000	940,940	0		$7.58	Q3 2019
30 Jun 2019		1.7%	0%	$6,784,000	940,940	0		$7.21	Q2 2019
31 Mar 2019		1.6%	0%	$6,191,000	940,940	0		$6.58	Q1 2019
31 Dec 2018		1.6%	0%	$6,304,000	940,940	0		$6.70	Q4 2018
30 Sep 2018		2.2%	+0.17%	$9,249,000	940,940	+70,000	+8%	$9.83	Q3 2018
30 Jun 2018		2%	0%	$7,917,000	870,940	0		$9.09	Q2 2018
31 Mar 2018		1.5%	0%	$5,844,000	870,940	0		$6.71	Q1 2018
31 Dec 2017		2.2%	0%	$8,448,000	870,940	0		$9.70	Q4 2017
30 Sep 2017		2.1%	0%	$9,232,000	870,940	0		$10.60	Q3 2017
30 Sep 2017	call		0%	$2,000	69	0		$28.99 ^*	Q3 2017
30 Jun 2017		3%	0%	$13,045,000	870,940	0		$14.98	Q2 2017
30 Jun 2017	call		0%	$2,000	69	0		$28.99 ^*	Q2 2017
31 Mar 2017		2.2%	+0.15%	$11,548,000	870,940	+60,000	+7.4%	$13.26	Q1 2017
31 Mar 2017	call		0%	$2,000	69	0		$28.99 ^*	Q1 2017
31 Dec 2016		1.9%	0%	$10,072,000	810,940	0		$12.42	Q4 2016
31 Dec 2016	call		0%	$15,000	669	0		$22.42 ^*	Q4 2016
30 Sep 2016		2.8%	0%	$14,151,000	810,940	0		$17.45	Q3 2016
30 Sep 2016	call		0%	$192,000	669	0		$287.00 ^*	Q3 2016
30 Jun 2016		2.4%	0%	$12,521,000	810,940	0		$15.44	Q2 2016
30 Jun 2016	call		0%	$151,000	669	0		$225.71 ^*	Q2 2016
31 Mar 2016		3.2%	+0.3%	$12,878,000	810,940	+75,000	+10%	$15.88	Q1 2016
31 Mar 2016	call		0%	$195,000	600	0		$325.00 ^*	Q1 2016
31 Dec 2015		3.6%	+0.82%	$13,585,000	735,940	+167,000	+29%	$18.46	Q4 2015
31 Dec 2015	call		0%	$17,000	750	0		$22.67 ^*	Q4 2015
30 Sep 2015		2.9%	-0.18%	$13,063,000	568,940	-35,000	-5.8%	$22.96	Q3 2015
30 Sep 2015	call		0%	$9,000	750	0		$12.00 ^*	Q3 2015
30 Sep 2015	put		0%	$1,918,000	1,300	0		$1475.38 ^*	Q3 2015
30 Jun 2015		4.6%	0%	$20,957,000	603,940	0		$34.70	Q2 2015
30 Jun 2015	put		0%	$564,000	1,750	0		$322.29 ^*	Q2 2015
31 Mar 2015		4.8%	0%	$22,804,000	603,940	0		$37.76	Q1 2015
31 Mar 2015	put		0%	$497,000	2,125	0		$233.88 ^*	Q1 2015
31 Dec 2014		4.5%	0%	$22,146,000	603,940	0		$36.67	Q4 2014
31 Dec 2014	put		0%	$52,000	400	0		$130.00 ^*	Q4 2014
30 Sep 2014		4.1%	-1.3%	$19,459,000	603,940	-190,200	-24%	$32.22	Q3 2014
30 Sep 2014	put		0%	$156,000	400	0		$390.00 ^*	Q3 2014
30 Jun 2014		5.5%	0%	$26,477,000	794,140	0		$33.34	Q2 2014
30 Jun 2014	put	30%	0%	$11,000	300	0		$36.67	Q2 2014
31 Mar 2014		5.9%	0%	$26,612,000	794,140	0		$33.51	Q1 2014
31 Mar 2014	put		0%	$81,000	500	0		$162.00 ^*	Q1 2014
31 Dec 2013		5.1%	0%	$21,585,000	794,140	0		$27.18	Q4 2013
31 Dec 2013	put		0%	$119,000	1,400	0		$85.00 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.