West Family Investments, Inc.

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Marc Harper - Director and Treasurer
Location
Carlsbad, CA
Options holdings as of
December 31, 2013
Notional value $
$4.07M
Number of holdings
21
Date filed
2/10/2014, 04:23 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Randy Rochman CEO Chicago, Illinois 2/10/2014