K2 PRINCIPAL FUND, L.P.

Holdings History for Alphabet Inc. - Class A Common Stock, Class B Common Stock (GOOGL)

Symbol: GOOGL on Nasdaq
Investment type: Equity / Class A Common Stock, Class B Common Stock

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2020			-2.8%	$0	0	-11,848	-100%	$307.38	Q1 2020
31 Dec 2019		2.8%	+0.82%	$15,869,000	11,848	+3,500	+42%	$1339.38	Q4 2019
30 Sep 2019		1.8%	-0.53%	$10,194,000	8,348	-2,406	-22%	$1221.13	Q3 2019
30 Sep 2019	call		-13%	$0	0	-28,500	-100%	$307.38	Q3 2019
30 Jun 2019		2.3%	+1.6%	$11,644,000	10,754	+7,254	+207%	$1082.76	Q2 2019
30 Jun 2019	call	13%	+13%	$30,860,000	28,500	+28,500	NEW	$1082.81	Q2 2019
31 Mar 2019		0.83%	+0.83%	$4,119,000	3,500	+3,500	NEW	$1176.86	Q1 2019
31 Mar 2019	call		-5.8%	$0	0	-7,500	-100%	$307.38	Q1 2019
31 Mar 2019	put		-3.9%	$0	0	-5,000	-100%	$307.38	Q1 2019
31 Dec 2018			-3.3%	$0	0	-19,100	-100%	$307.38	Q4 2018
31 Dec 2018	call	5.8%	-5.7%	$7,837,000	7,500	-7,400	-50%	$1044.93	Q4 2018
31 Dec 2018	put	3.9%	-4.9%	$5,225,000	5,000	-6,400	-56%	$1045.00	Q4 2018
30 Sep 2018		3.3%	+1.6%	$23,055,000	19,100	+9,029	+90%	$1207.07	Q3 2018
30 Sep 2018	call	6.1%	+6.1%	$17,985,000	14,900	+14,900	NEW	$1207.05	Q3 2018
30 Sep 2018	put	4.7%	+0.57%	$13,761,000	11,400	+1,400	+14%	$1207.11	Q3 2018
30 Jun 2018		1.4%	-4.5%	$11,372,000	10,071	-31,939	-76%	$1129.18	Q2 2018
30 Jun 2018	call		-8.3%	$0	0	-76,500	-100%	$307.38	Q2 2018
30 Jun 2018	put	2.6%	-5.7%	$11,292,000	10,000	-22,000	-69%	$1129.20	Q2 2018
31 Mar 2018		5.9%	-2.6%	$43,570,000	42,010	-18,743	-31%	$1037.13	Q1 2018
31 Mar 2018	call	8.3%	+8.3%	$79,341,000	76,500	+76,500	NEW	$1037.14	Q1 2018
31 Mar 2018	put	3.5%	+3.5%	$33,189,000	32,000	+32,000	NEW	$1037.16	Q1 2018
31 Dec 2017		9.5%	+1.1%	$63,997,000	60,753	+7,147	+13%	$1053.40	Q4 2017
31 Dec 2017	call		-0.91%	$0	0	-7,000	-100%	$307.38	Q4 2017
31 Dec 2017	put		-3.7%	$0	0	-28,500	-100%	$307.38	Q4 2017
30 Sep 2017		7.1%	+1.5%	$52,197,000	53,606	+11,754	+28%	$973.72	Q3 2017
30 Sep 2017	call	0.91%	-1.7%	$6,816,000	7,000	-12,900	-65%	$973.71	Q3 2017
30 Sep 2017	put	3.7%	-0.91%	$27,751,000	28,500	-7,000	-20%	$973.72	Q3 2017
30 Jun 2017		5%	+1.8%	$38,909,000	41,852	+15,152	+57%	$929.68	Q2 2017
30 Jun 2017	call	2.7%	-2.2%	$18,501,000	19,900	-16,100	-45%	$929.70	Q2 2017
30 Jun 2017	put	4.8%	+3.2%	$33,004,000	35,500	+23,500	+196%	$929.69	Q2 2017
31 Mar 2017		3.8%	+0.53%	$22,636,000	26,700	+3,700	+16%	$847.79	Q1 2017
31 Mar 2017	call	5.2%	+2.3%	$30,521,000	36,000	+15,700	+77%	$847.81	Q1 2017
31 Mar 2017	put	1.7%	-1%	$10,174,000	12,000	-7,000	-37%	$847.83	Q1 2017
31 Dec 2016		3.7%	+3.7%	$18,226,000	23,000	+23,000	NEW	$792.43	Q4 2016
31 Dec 2016	call	3.1%	+2%	$16,087,000	20,300	+13,300	+190%	$792.46	Q4 2016
31 Dec 2016	put	2.9%	+2.8%	$15,057,000	19,000	+18,000	+1800%	$792.47	Q4 2016
30 Sep 2016			-6%	$0	0	-38,600	-100%	$307.38	Q3 2016
30 Sep 2016	call	1.3%	-2.5%	$5,628,000	7,000	-13,000	-65%	$804.00	Q3 2016
30 Sep 2016	put	0.19%	-0.57%	$804,000	1,000	-3,000	-75%	$804.00	Q3 2016
30 Jun 2016		6%	+3.4%	$27,156,000	38,600	+21,937	+132%	$703.52	Q2 2016
30 Jun 2016	call	6%	+2.6%	$14,071,000	20,000	+8,500	+74%	$703.55	Q2 2016
30 Jun 2016	put	1.2%	-5.7%	$2,814,000	4,000	-19,000	-83%	$703.50	Q2 2016
31 Mar 2016		3.5%	-1.3%	$12,712,000	16,663	-6,246	-27%	$762.89	Q1 2016
31 Mar 2016	call	2.4%	+2.4%	$8,774,000	11,500	+11,500	NEW	$762.96	Q1 2016
31 Mar 2016	put	4.8%	+0.6%	$17,547,000	23,000	+2,900	+14%	$762.91	Q1 2016
31 Dec 2015		4.7%	+4.7%	$17,823,000	22,909	+22,909	NEW	$777.99	Q4 2015
31 Dec 2015	put	4.4%	+4.4%	$15,548,000	20,100	+20,100	NEW	$773.53	Q4 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.