K2 Principal Fund, L.P.

Q4 2016 13F Holdings Report, Stock Holdings

Signature - Title: Shawn Kimel - President
Location: Toronto, Ontario, Canada
Holdings as of: December 31, 2016
Value $: $487M
Num holdings: 158
Date filed: 2/14/2017, 05:48 PM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included STJ, ACAS, DDC, NXPI, and YHOO.
Previous filing: Q3 2016 - Nov 15, 2016
Next filing: Q1 2017 - May 11, 2017
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares	Principal
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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Shawn Kimel	President	Toronto, Ontario, Canada	2/14/2017