RIVERNORTH CAPITAL MANAGEMENT, LLC

Holdings History for BARCLAYS IPTH SRS B S&P SHRT TRM ETN - IPATH S&P500 VIX (VXX)

Symbol: VXX on CBOE
Investment type: Equity / IPATH S&P500 VIX

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2014			-0.02%	$0	0	-7,500	-100%		Q3 2014
30 Sep 2014	put		0%	$275,000	947	0		$290.39 ^*	Q3 2014
30 Jun 2014		0.02%	+0.02%	$215,000	7,500	+7,500	NEW	$28.67	Q2 2014
30 Jun 2014	put		0%	$326,000	842	0		$387.17 ^*	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.