BENJAMIN F. EDWARDS & COMPANY, INC.

Holdings History for ENERGY FOCUS INC - COM NEW (EFOI)

Symbol: EFOI on Nasdaq
Investment type: Equity / COM NEW

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2018		-0%	$0	0	-500	-100%		Q4 2018
30 Sep 2018	0%	0%	$1,000	500	0		$2.00	Q3 2018
30 Jun 2018	0%	0%	$1,000	500	0		$2.00	Q2 2018
31 Mar 2018	0%	+0%	$1,000	500	+500	NEW	$2.00	Q1 2018
31 Dec 2016		-0%	$0	0	-5,000	-100%		Q4 2016
30 Sep 2016	0%	+0%	$24,000	5,000	+5,000	NEW	$4.80	Q3 2016

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.