ENERGY FOCUS INC - COM NEW (EFOI)

CUSIP: 29268T300

Q3 2016 13F Holders as of 30 Sep 2016

Share change
+80,318
Put/Call ratio
198%
SEC-reported price per share
$4.89
Number of holders
32
Value change
+$199,663
Number of buys
14
Open additional details 1 more signal available
Number of sells
19

Security key

29268T300

Report period

Q3 2016

Institutions

32

Top holders

10

Ownership snapshot

Top reported holders of EFOI - ENERGY FOCUS INC - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
STATE OF MICHIGAN RETIREM...
Disclosed value leader
STATE OF MICHIGAN RETIREM...
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F Highest disclosed value: $3,172,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

STATE OF MICHIGAN RETIREMENT SYSTEM has the largest disclosed position value at $3.17M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens STATE OF MICHIGAN RETIREMENT SYSTEM's linked filing trail.
Disclosed position value Top 5
STATE OF MICHIGAN RETIREMENT SYSTEM $3.17M
VANGUARD GROUP INC $2.86M
WealthTrust Axiom LLC $1.61M
BlackRock Institutional Trust Com... $1.03M
Invesco Ltd. $494K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
STATE OF MICHIGAN RETIREMENT SYSTEM
13F
Company
13F
—
denominator unverified
$3,172,000
508,283 shares
— 30 Jun 2016
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$2,865,000
459,099 shares
— 30 Jun 2016
WealthTrust Axiom LLC
13F
Company
13F
—
denominator unverified
$1,608,000
257,706 shares
— 30 Jun 2016
BlackRock Institutional Trust Company, N.A.
13F
Company
13F
—
denominator unverified
$1,027,000
164,568 shares
— 30 Jun 2016
Invesco Ltd.
13F
Company
13F
—
denominator unverified
$494,000
79,146 shares
— 30 Jun 2016
Cambridge Investment Research Advisors, Inc.
13F
Company
13F
—
denominator unverified
$380,000
60,950 shares
— 30 Jun 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
32
Shares
2,076,267
Rows available
32
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
36
Q3 2016 holders
32
Holder diff
-4
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 value Q3 2016 value Value change Value Chg %
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