Assured Investment Management LLC

Holdings History for SELECT SECTOR SPDR TR - FINANCIAL (XLF)

Symbol: XLF
Investment type: Equity / FINANCIAL

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2019	put		-20%	$0	0	-3,000,000	-100%	$52.50	Q2 2019
31 Mar 2019	call		-3.7%	$0	0	-1,150,000	-100%	$52.50	Q1 2019
31 Mar 2019	put	20%	+20%	$77,130,000	3,000,000	+3,000,000	NEW	$25.71	Q1 2019
31 Dec 2018	call	3.7%	-4.2%	$27,393,000	1,150,000	-1,300,000	-53%	$23.82	Q4 2018
31 Dec 2018	put		-7.3%	$0	0	-3,318,400	-100%	$52.50	Q4 2018
30 Sep 2018			-0.02%	$0	0	-28,499	-100%	$52.50	Q3 2018
30 Sep 2018	call	5.4%	0%	$67,571,000	2,450,000	0		$27.58	Q3 2018
30 Sep 2018	put	7.3%	0%	$91,521,000	3,318,400	0		$27.58	Q3 2018
30 Jun 2018		0.02%	+0.02%	$758,000	28,499	+28,499	NEW	$26.60	Q2 2018
30 Jun 2018	call	6.5%	+3.1%	$65,146,000	2,450,000	+1,150,000	+88%	$26.59	Q2 2018
30 Jun 2018	put	8.9%	-14%	$88,236,000	3,318,400	-5,400,000	-62%	$26.59	Q2 2018
31 Mar 2018	call	3.6%	0%	$35,841,000	1,300,000	0		$27.57	Q1 2018
31 Mar 2018	put	24%	-35%	$240,366,000	8,718,400	-12,824,100	-60%	$27.57	Q1 2018
31 Dec 2017	call	2.3%	-0.98%	$36,283,000	1,300,000	-550,000	-30%	$27.91	Q4 2017
31 Dec 2017	put	39%	+14%	$601,251,000	21,542,500	+7,900,000	+58%	$27.91	Q4 2017
30 Sep 2017			-0.5%	$0	0	-608,823	-100%	$52.50	Q3 2017
30 Sep 2017	call	2.8%	0%	$47,841,000	1,850,000	0		$25.86	Q3 2017
30 Sep 2017	put	21%	+3.7%	$352,795,000	13,642,500	+2,450,000	+22%	$25.86	Q3 2017
30 Jun 2017		0.5%	-0.29%	$15,020,000	608,823	-357,557	-37%	$24.67	Q2 2017
30 Jun 2017	call	2.5%	+2.5%	$45,640,000	1,850,000	+1,850,000	NEW	$24.67	Q2 2017
30 Jun 2017	put	15%	+3.6%	$276,119,000	11,192,500	+2,692,500	+32%	$24.67	Q2 2017
31 Mar 2017		0.85%	+0.85%	$22,932,000	966,380	+966,380	NEW	$23.73	Q1 2017
31 Mar 2017	put	9%	+9%	$201,705,000	8,500,000	+8,500,000	NEW	$23.73	Q1 2017
31 Dec 2016			-0.39%	$0	0	-620,987	-100%	$52.50	Q4 2016
30 Sep 2016		0.39%	-0%	$11,985,000	620,987	-289	-0.05%	$19.30	Q3 2016
30 Sep 2016	call		-0.24%	$0	0	-100,000	-100%	$52.50	Q3 2016
30 Sep 2016	put		-7%	$0	0	-2,900,000	-100%	$52.50	Q3 2016
30 Jun 2016		0.42%	+0.42%	$14,184,000	621,276	+621,276	NEW	$22.83	Q2 2016
30 Jun 2016	call	0.24%	+0.24%	$2,286,000	100,000	+100,000	NEW	$22.86	Q2 2016
30 Jun 2016	put	7%	+7%	$66,280,000	2,900,000	+2,900,000	NEW	$22.86	Q2 2016
31 Mar 2016			-0.04%	$0	0	-69,508	-100%	$52.50	Q1 2016
31 Mar 2016	call		-1.5%	$0	0	-776,000	-100%	$52.50	Q1 2016
31 Mar 2016	put		-1.5%	$0	0	-776,000	-100%	$52.50	Q1 2016
31 Dec 2015		0.04%	-0.49%	$1,653,000	69,508	-923,608	-93%	$23.78	Q4 2015
31 Dec 2015	call	1.5%	-3.6%	$18,453,000	776,000	-1,924,000	-71%	$23.78	Q4 2015
31 Dec 2015	put	1.5%	-3.6%	$18,453,000	776,000	-1,924,000	-71%	$23.78	Q4 2015
30 Sep 2015		0.52%	+0.52%	$22,504,000	993,116	+993,116	NEW	$22.66	Q3 2015
30 Sep 2015	call	5.2%	+2.5%	$61,182,000	2,700,000	+1,300,000	+93%	$22.66	Q3 2015
30 Sep 2015	put	5.2%	+2.5%	$61,182,000	2,700,000	+1,300,000	+93%	$22.66	Q3 2015
30 Jun 2015	call	2.4%	+0.68%	$35,406,000	1,400,000	+400,000	+40%	$25.29	Q2 2015
30 Jun 2015	put	2.4%	+0.68%	$35,406,000	1,400,000	+400,000	+40%	$25.29	Q2 2015
31 Mar 2015	call	1.5%	+1.5%	$24,110,000	1,000,000	+1,000,000	NEW	$24.11	Q1 2015
31 Mar 2015	put	1.5%	+1.5%	$24,110,000	1,000,000	+1,000,000	NEW	$24.11	Q1 2015
31 Dec 2014			-0.07%	$0	0	-116,362	-100%	$52.50	Q4 2014
30 Sep 2014		0.07%	-0.03%	$2,696,000	116,362	-54,633	-32%	$23.17	Q3 2014
30 Jun 2014		0.12%	-0.04%	$3,888,000	170,995	-53,001	-24%	$22.74	Q2 2014
31 Mar 2014		0.15%	+0.15%	$5,004,000	223,996	+223,996	NEW	$22.34	Q1 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.