Commonwealth Equity Services, Inc

Holdings History for APOLLO COML REAL EST FIN INC - NOTE 5.500% 3/1

Investment type: Debt / NOTE 5.500% 3/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2017	0%	0%	$27,000	25,000	0		108.0%	Q3 2017
30 Jun 2017	0%	0%	$27,000	25,000	0		108.0%	Q2 2017
31 Mar 2017	0%	0%	$27,000	25,000	0		108.0%	Q1 2017
31 Dec 2016	0%	0%	$26,000	25,000	0		104.0%	Q4 2016
30 Sep 2016	0%	+0%	$26,000	25,000	+25,000	NEW	104.0%	Q3 2016
31 Dec 2014		-0%	$0	0	-19,000	-100%		Q4 2014
30 Sep 2014	0%	0%	$19,000	19,000	0		100.0%	Q3 2014
30 Jun 2014	0%	+0%	$20,000	19,000	+19,000	NEW	105.26%	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.