Entity Type
Company
SEC filings, ownership reports, and insider transactions for CIK 0001333978.
Entity Type
Company
Total Filings
54
Latest Filing
16 Feb 2018
Industry
n/a
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13F-HR/A filed on 16 Feb 2018 for CIK 0001333978.
13F-HR/A filed on 16 Feb 2018 for CIK 0001333978.
Return Loop
A newly filed 13F-HR/A can change the filing history, ownership context, or next research path for Commonwealth Equity Services, Inc.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
Latest 13F period: Q3 2017. Open the source-backed page to inspect the fresh filing or facts context.
Update date
16 Feb 2018
Page type
Filer profile
Latest period
Q3 2017
Institutional portfolio context was refreshed from a 13F filing filed on 16 Feb 2018.
Benchmark Context
Commonwealth Equity Services, Inc has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.
Compared with
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Why this is notable
Latest 13F period: Q3 2017. That gives you a fresh baseline before you compare this company with peers.
Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.
Commonwealth Equity Services, Inc has filed 54 SEC EDGAR filings since 23 Dec 2005. Common forms include 13F-HR/A, 13F-HR, SC 13G, SC 13G/A.
Recent SEC filings for Commonwealth Equity Services, Inc with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | 16 Feb 2018 | 30 Sep 2017 | 028-13650 | |
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | 16 Feb 2018 | 30 Jun 2017 | 028-13650 | |
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | 16 Feb 2018 | 31 Mar 2017 | 028-13650 | |
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | 16 Feb 2018 | 31 Dec 2016 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 Nov 2017 | 30 Sep 2017 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 11 Aug 2017 | 30 Jun 2017 | 028-13650 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | FSIC13G | 26 May 2017 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 15 May 2017 | 31 Mar 2017 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 01 Feb 2017 | 31 Dec 2016 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 25 Oct 2016 | 30 Sep 2016 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Aug 2016 | 30 Jun 2016 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 27 Apr 2016 | 31 Mar 2016 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 19 Jan 2016 | 31 Dec 2015 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 27 Oct 2015 | 30 Sep 2015 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 28 Jul 2015 | 30 Jun 2015 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 28 Apr 2015 | 31 Mar 2015 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 13 Jan 2015 | 31 Dec 2014 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 17 Oct 2014 | 30 Sep 2014 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 23 Jul 2014 | 30 Jun 2014 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 May 2014 | 31 Mar 2014 | 028-13650 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH ETUB 13G | 12 Feb 2014 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH ETUA 13G | 12 Feb 2014 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH 13G SLA | 12 Feb 2014 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 11 Feb 2014 | 31 Dec 2013 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 04 Nov 2013 | 30 Sep 2013 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 29 Jul 2013 | 30 Jun 2013 | 028-13650 | |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 03312013 | 16 Apr 2013 | 31 Mar 2013 | 028-13650 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH 13G AS OF 12312012 | 11 Feb 2013 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH 13G/A AS OF 12312012 | 11 Feb 2013 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | COMMONWEALTH 13G/A AS OF 12312012 | 11 Feb 2013 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH13FASOF12312012 | 24 Jan 2013 | 31 Dec 2012 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 09302012 | 15 Nov 2012 | 30 Sep 2012 | 028-13650 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | COMMONWEALTH 13G EUNIT B 08102012 | 10 Aug 2012 | ||
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | COMMONWEALTH 13G EUNIT A 08102012 | 10 Aug 2012 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 06302012 | 09 Aug 2012 | 30 Jun 2012 | 028-13650 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | COMMONWEALTH13GSLA06072012 | 07 Jun 2012 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 03312012 | 11 May 2012 | 31 Mar 2012 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 12312011 | 07 Feb 2012 | 31 Dec 2011 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 09302011 | 09 Nov 2011 | 30 Sep 2011 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 06302011 | 11 Aug 2011 | 30 Jun 2011 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 03312011 | 09 May 2011 | 31 Mar 2011 | 028-13650 |
| 13F-HR/A | Open 13F-HR/A document | View SEC filing for 13F-HR/A | COMMONWEALTH 13F-HR/A AS OF 12312010 | 18 Feb 2011 | 31 Dec 2010 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH 13F AS OF 12312010 | 14 Feb 2011 | 31 Dec 2010 | 028-13650 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | GOOD TIMES 13G/A 01262011 | 26 Jan 2011 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH FORM 13F 09302010 | 25 Oct 2010 | 30 Sep 2010 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH FORM 13F | 09 Aug 2010 | 30 Jun 2010 | 028-13650 |
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH FORM 13F | 30 Apr 2010 | 31 Mar 2010 | 028-13650 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | GOOD TIMES 13G/A 02032010 | 03 Feb 2010 | ||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | COMMONWEALTH FORM 13F | 03 Feb 2010 | 31 Dec 2009 | 028-13650 |
Commonwealth Equity Services, Inc files with the SEC under CIK 0001333978. This page aggregates EDGAR filings and related ownership activity.