SHEPHERD KAPLAN KROCHUK, LLC

Holdings History for DIREXION SHS ETF TR - DLY SMCAP BULL3X (TNA)

Symbol: TNA
Investment type: Equity / DLY SMCAP BULL3X

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2015	put		-5.6%	$0	0	-10,000	-100%	$52.07	Q4 2015
30 Sep 2015	put	5.6%	-3%	$590,000	10,000	-5,300	-35%	$59.00	Q3 2015
30 Jun 2015	put	9.7%	+1.5%	$1,368,000	15,300	+2,400	+19%	$89.41	Q2 2015
31 Mar 2015	put	9%	-0.07%	$1,158,000	12,900	-100	-0.77%	$89.77	Q1 2015
31 Dec 2014	put	4.9%	-4%	$1,052,000	13,000	-10,700	-45%	$80.92	Q4 2014
30 Sep 2014	put	6.3%	+3.5%	$1,503,000	23,700	+13,000	+121%	$63.42	Q3 2014
30 Jun 2014	put	4.7%	0%	$870,000	10,700	0		$81.31	Q2 2014
31 Mar 2014			-0.13%	$0	0	-13,000	-100%	$52.07	Q1 2014
31 Mar 2014	put		0%	$914,000	11,700	0		$78.12 ^*	Q1 2014
31 Dec 2013		0.13%	0%	$1,007,000	13,000	0		$77.46	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.