Shepherd Kaplan Krochuk, Llc

Q4 2015 13F Holdings Report, Options Holdings

Signature - Title
/s/ Timothy A. Krochuk - Managing member
Location
Boston, MA
Options holdings as of
31 Dec 2015
Notional value $
$36.3M
Number of holdings
24
Date filed
12 Feb 2016, 19:02
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2015 - 16 Nov 2015
Next filing
Q1 2016 - 16 May 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q4 compared to 2015 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
/s/ Timothy A. Krochuk Managing member Boston, Massachusetts 12 Feb 2016

Other Included Managers (1):

Num Name Location File Number
1 GRT Value Fund, a series of Advisors Inner Circle Fund II Boston, MA 028-14914